North American Securities Administrators Association

Results: 518



#Item
261Marketing / Law / Corporate crime / Franchising / Franchise disclosure document / Franchise Rule / North American Securities Administrators Association / Federal Trade Commission / Franchise fraud / Franchises / Contract law / Business

Memo: Rulemaking for Electronic Delivery of Franchise Disclosure Documents

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Source URL: dfi.wa.gov

Language: English - Date: 2014-01-14 18:01:38
262Corporate finance / Options / Equity securities / Stock market / Warrant / Derivative / Futures contract / Bond / Convertible bond / Financial economics / Investment / Finance

The North American Securities Administrators Association Are you an informed investor? D E R I VAT I V E S

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Source URL: www.nasaa.org

Language: English - Date: 2014-08-21 21:51:37
263Financial economics / Corruption / Stock market / Financial regulation / Securities / Securities fraud / North American Securities Administrators Association / Insider trading / Security / Economics / United States securities law / Financial system

Microsoft Word - FSI Teachers Guide_8_10_07 _2_.doc

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Source URL: www.azinvestor.gov

Language: English - Date: 2012-09-13 13:44:21
264Securities / United States securities law / Financial regulation / North American Securities Administrators Association / Investor education / Financial markets / Securities fraud / Texas State Securities Board / Securities Investor Protection Corporation / Financial economics / Finance / Financial system

PDF Document

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Source URL: www.nasaa.org

Language: English - Date: 2014-08-21 21:49:11
265Currency / Business / Digital technology / Financial cryptography / Payment systems / Exchange rate / North American Securities Administrators Association / Virtual currency / Electronic money / Economics / Foreign exchange market / Money

Model State Consumer and Investor Guidance on Virtual Currency

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Source URL: www.dob.texas.gov

Language: English - Date: 2014-04-24 16:20:23
266Finance / United States securities law / Business / Financial regulation / Financial services / North American Securities Administrators Association / Retirement / Pension / Financial plan / Personal finance / Financial economics / Investment

Women In Transition WOMEN IN•… TRANSITION

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Source URL: www.azinvestor.gov

Language: English - Date: 2012-06-04 18:11:15
267Financial regulation / Financial system / United States Securities and Exchange Commission / Investment / Regulation D / Crowd funding / North American Securities Administrators Association / Securities offering / Securities Act / Financial economics / United States securities law / Finance

Prepared Testimony of NASAA President Jack Herstein to the Senate Committee on Banking, Housing and Urban Affairs

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Source URL: www.nasaa.org

Language: English - Date: 2014-08-21 21:53:59
268Marketing / Law / United States securities law / Franchising / Franchise disclosure document / Franchise Rule / North American Securities Administrators Association / Franchise fraud / Regulation S-K / Franchises / Contract law / Business

CR[removed]Electronic Franchise Disclosure Documents

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Source URL: dfi.wa.gov

Language: English - Date: 2014-01-14 18:01:38
269United States Securities and Exchange Commission / Stock market / Financial regulation / SEC filings / Regulation D / Securities Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Security / U.S. Securities and Exchange Commission / Financial economics / Finance / Business

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org

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Source URL: www.nasaa.org

Language: English - Date: 2014-08-21 21:52:29
270Finance / Financial system / Investment / Corporate crime / U.S. Securities and Exchange Commission / North American Securities Administrators Association / Registered Investment Advisor / Self-regulatory organization / Financial adviser / Financial regulation / United States securities law / Financial economics

Microsoft Word - Sec 914 Comment Letter - Final.doc

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Source URL: www.nasaa.org

Language: English - Date: 2014-08-21 21:53:26
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